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The AICPA Audit Risk Alert series provides information about recent developments in Employee Benefit Plan auditing.  Learn more about the Audit Risk Alert

Current Issues Facing Plans

The dynamic nature of the employee benefit plans environment makes it necessary for plan auditors to closely monitor regulatory, legislative, audit, and accounting developments. Here are some of the current issues facing plans that could have an effect on your audits.


SDIs: DOL's Alternative Method of Reporting Participant-Directed Brokerage Window Investments
Plan sponsors of participant-directed defined contribution plans continue to allow participants to expand their control over investment decisions, through self-directed investments, sometimes referred to as self-directed brokerage accounts. Learn More>>